financial officer, failed to report to the Stock Exchange of Thailand (SET) and the SEC that the company had been filed for bankruptcy by its creditors on 8 May 2017 and later became under the Court's
who has duties to contact, solicit, advise or prepare investment plans for investors and are divided into two categories: Category A Investor Contact and Category B Investor Contact; “Category A
conflicts of interest. In case such conflicts cannot be avoided, the procedures to ensure that investors are fairly and appropriately treated shall be implemented; (6) not support, instruct or cooperate with
original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or
supervisor, its directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor or partnerships under (1) or (2) or the company under (3) that
directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor or partnerships under (1) or (2) or the company under (3) that hold shares in
investors are recommended to study tax manual of long-term equity fund or retirement mutual fund, as the case may be; and (4) if the advertisement indicates that the fund has been approved by the Office, it
information before making investment decision”; (3) in advertising long-term equity fund and retirement mutual fund, the securities company shall have a warning statement that investors are recommended to study