Bangkok, August 10, 2011 - The SEC and the Economic Crime Division of the Royal Thai Police (ECD Police) raided and filed a criminal complaint against {X1} Co., Ltd. and related persons for undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the soliciting companies are authorized by the SEC prior making investment decision.On August 2, 2011, the SEC...
The Securities and Exchange Commission (SEC), in collaboration with UN Women and the Thai Listed Companies Association (TLCA), organized a workshop on "WEPs Principles to Actions." The opening
Mr. Thirachai Phuvanatnaranubala, Secretary-General of the Securities and Exchange Commission, Thailand (SEC), together with Mr. Suthichai Chitvanich, Executive Vice President of the Stock Exchange of Thailand (SET), and Mr. Kongkiat Opaswongkarn, Chairman of the Securities Analysts Association (SAA), co-announced at their joint press conference that ?The recent problem concerning rumors in brokers? trading rooms, for instance, on August 11, 2004, rumors on (a) the Financial Institutions Develop...
Bangkok, June 17, 2009 ? The SEC filed a criminal complaint against and suspended the approval of Somchai Kurujitkosol, the auditor of S.E.C. Auto Sales and Services Plc. (SECC), for failing to comply with the auditing standards and to perform proper audit on the SECC financial statements from 2005 to 2007, misleading the users of such financial statements to believe that such documents were accurate and reliable. Last December, the SEC had filed complaints against former SECC Chairman Sompong...
Bangkok, Sep 4, 2012 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against Somchai Chaisrichawla while the Settlement Committee imposed a fine on Chaninan Luangwaykin and Tanakorn Ritthibunlue in the amount of 500,000 Baht each for manipulating share price of Asia Metal PLC (AMC). With a referral from the Stock Exchange of Thailand on irregular trading of AMC shares, the SEC probed into the case and found that ?(1) From September 13 to November 16, 2006,...
On 27 November 2019, SEC Secretary-General Ruenvadee Suwanmongkol presented to the conference on the SEC performance in driving the UNGPs in Asia - lessons learned, challenges, innovations - Part 1 “The progress of government action on the National Action Plan on Business and Human Rights and implementation that extends the National Action Plan” together with representatives from Japan, Indonesia, India, Pakistan and Nepal. Professor Dr. Surya Deva, a member of the UN Working Group on busi...