Bangkok, October 13, 2014 ? The SEC allows allotment of newly issued shares in an IPO to related persons of issuing companies up to 25 per cent of total number of shares offered. For offering of
, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor
sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO
meetings no restrictions a yearly unit holder meeting is mandatory, a resolution of unitholders shall be sought through an organized meeting 7. Leveraging (including issuing of debt instruments) no
unitholders shall be sought through an organized meeting 7. Leveraging (including issuing of debt instruments) no restrictions not more than three times of the equity (the same as applied for IFFs) 8
SEA allows non-executive persons of regulated entities to be an expert member in the SEC Board. On the contrary, expert members of the CMSB, which is responsible for issuing regulations governing daily
Arbitral Procedure Organized by the SEC Office (No. 2)
providing services to customers, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the
, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the notification of the Office when