addition, the fund prospectus summary and subscription forms must be made available to investors through all distribution channels, and unit sellers must ensure that their prospective investors acknowledge

regard to recent dissemination of unsubstantiated information about listed companies, in such matters as business takeover, prospective purchase or sale of shares by major shareholders and investigation to

), which was created by CFA Institute. The GIPS Standards include ethical principles that provide investment firms with guidance on calculation and reporting their investment results to prospective clients

create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial

pool of potential investors. In addition, we are sure that this MOU’s implementation will lead to a good model for the cooperation in the region and we are optimistic that capital markets in the region

recommended to grant loans for investment in the businesses that prospective borrowers have no expertise because business operators can be tempted to make short-term profits from investment in the businesses

covers both existing and prospective investors. Details and activity formation as well as channels will be set suitably and in consistent with each target group. Furthermore, investor survey will be

consultants will be required to disclose and explain to prospective investors all important information before making investment decision such as terms and conditions, associated risks, effect on investors

Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making

reserved. 19 ตัวอย่างการประเมินความเสี่ยง การวิเคราะหส์ถานการณ์ความเสี่ยงทางกายภาพ • กรอบเวลา (Timeframe) • สถานการณ์สมมติท่ีอาจจะเกิดข้ึน (Scenarios) - สถานการณ์ในทางทีด่ ี(Optimistic; SSP2 RCP4.5