, please contact SEC Help Center via www.sec.or.th or Hotline 1207. ----------------------------------
public to be cautious when being asked to trade digital assets. The public should examine whether the operator is on the list of SEC’s digital asset business applicants. SEC reiterates that SEC has not
Bangkok, August 7, 2007 ? The SEC filed a criminal complaint with the Economic And Cyber-Crime Division (ECOTEC) of the Royal Thai Police against Overseas Bullion International Trading Co., Ltd. (OBIT) and two persons associated with the OBIT for jointly operating derivatives business without license and defrauding public. With reference to several complaints that OBIT has solicited its clients to use the company?s services to invest in overseas crude oils, the SEC raided the company?s offic...
Bangkok, September 1, 2009 ? The SEC is conducting a public consultation on the revision to the rules governing registration of derivatives agents/ dealers and their business conduct with an aim to reduce institutional investors? risk in doing business with those operators who are allowed to provide services only to institutional investors. The principles for the revision are: 1. Registration rules: Any foreign juristic person wishing to apply for registration as a derivatives dealer must have...
Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator) : Unlicensed digital asset business (Disclosure Date : 09/11/2024)
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an "Anti-scam Hotline” scheme to provide direct channels for reporting investment scams at tel. 1207 ext. 22, or via SEC website at www.sec.or.th/scamalert, or email at scamalert@sec.or.th. The SEC has expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to...
zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 11/04
www.satongcarp.myshopify.com (assuming the appearance of licensed business operator by using the name of SATANG CORPORATION COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 12