business operator who performs safekeeping of clients’ digital assets to function as a digital asset wallet provider and provide service to own clients or clients who open wallet with other digital asset
Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and operating system with a view to applying the same and consistent standards to all types of busine...
wallet provider, and other rules related to the digital asset business operations. The main objectives of the proposed amendments were to build an adequate and appropriate investor protection mechanisms in
ยกเว้นให้ผู้ออกและเก็บรักษา DA ให้กับลูกค้า ไม่ถือเป็น DA custodian
เพิ่มเติมข้อยกเว้นให้ผู้ออก DA สามารถเก็บรักษา DA ที่ตนออกได้
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...