acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of
overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows: (1) Posting on the
DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22
Notification and such office shall remain operative under the scope of operations prescribed under the said Notification. The service office shall also be subject to this Notification and other notifications
permitted to operate as a branch office under this Notification and such office shall remain operative under the scope of operations prescribed under the said Notification. The service office shall also be
comes into force, it shall be deemed that such service office is permitted to operate as a branch office under this Notification and such office shall remain operative under the scope of operations
standards should be overseen by bodies independent of the pro- fession. Recommendations: Asian Roundtable economies should work towards convergence with high quality internationally recognised standards and
) (4) Management classification Add: Acquisition cost and pre-operative expense 1 10 3 Management classification Add: Extra expenses related to PO/MTBE turnaround - (0) 3 Management classification Add
exceeding 35%). Such as where a large number of smallholder farmers receive finance via a co-operative, supply chain partner or bank. We call this a ‘highly dispersed bond’. Clear boundaries and critical
190 130 127 50% 555 383 45% Add: Non Operational/Extraordinary income/(expense) (6) 167 (1) 706% 119 87 36% Acquisition cost and pre-operative expense, (6) (7) (2) 189% (20) (7) 181% Gain on Bargain