SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...

accessible, user-friendly, fast, and effective services.

The SEC Management introduces the new look of corporate website www.sec.or.th, featuring multi-device accessibility as well as more user-friendly experience for the public, investors and regulated

finance and accounting. Information disclosure format will be revised to be more interesting, concise and user-friendly. Rules on material and related party transactions have been amended in line with those

revised to be more interesting, concise and user-friendly. Rules on material and related party transactions have been amended in line with those of the regional markets. Promotion of shareholders? voting

แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

-retail offering rules already in force, the ASEAN CIS cross-border offering rules will be comprehensive and more user-friendly. The proposed drat rules have been developed under the ASEAN Capital Markets

, more user-friendly format for informing investors of key features, investment policies and associated risks, while giving investment consultants a more convenient tool for giving advice and selling units

Management and Risk Factors 8 2.1 Overall Risk Management 8 2.2 Risk Management 11  Credit Risk Management 11  Market Risk Management 15  Liquidity Risk Management 17  Operational Risk Management 18