addressing potential damage from operational risks. For example, a lower ongoing capital requirement would be permissible specifically for intermediaries that only provide asset management services excluding
burdens and operating costs of private sectors. Currently, there are 68 ongoing projects. Based on the initial assessment, once all 83 projects have been completed, they are expected to help reduce
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Mutual Funds (UT Code). Operational and ongoing requirements Home jurisdiction supervision 11. The Thai Covered Fund must, on an ongoing basis, remain approved by the SEC for offering its units to the
the relevant Thai laws and regulations relating to the Provisions relating to Offering for Sale of Units of Foreign Collective Investment Scheme4 by the Hong Kong Covered Entity. Operational and ongoing
strategy for improving environmental performance and resilience. What is OpEx? Operating expenses (OpEx) are shorter-term expenses required to meet the ongoing operational costs of running a business. While
management framework, scope, roles and responsibilities and clearer details for risk management concerning digital business, data security and cyber threats. Processes and Technology - Ongoing IT operational
in the Government Gazette, the amended Act shall take effect and will provide a robust foundation for fair and effective development of the capital market. Developing our capital market is an ongoing
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)