SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
Committee on 30 July 2019, which has operational results Total comprehensive income and total income difference greater than 20%. The company would like to clarify the reasons as follows. 1. Total revenue
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
increased to 94.66 points (from 88.46 points), operational quality, which increased to 88.36 points (from 82.43 points), the exercise of authority, which increased to 98.06 points (from 92.87 points), and the
more manufacturing and delivery of products in year 2018, increases were 47%. Immovable property business saw its income increase Baht 5 million, because rental building leasable area increase from last
manufacturing and delivery of products in year 2018, increases were 47%. Immovable property business saw its income increase Baht 5 million, because rental building leasable area increase from last year. Farm