Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
burdens and operating costs of private sectors. Currently, there are 68 ongoing projects. Based on the initial assessment, once all 83 projects have been completed, they are expected to help reduce
Covered Management Company must be subject to ongoing regulation and supervision by the SFC. 3 Physical gold invested by such gold ETFs must possess a standard and fineness recognized by the London Bullion
schemes (CIS) in accordance with Section 90 of the SEA. Both the Thai Covered Fund and its Thai Covered Management Company must be subject to ongoing regulation and supervision by the SEC. Jurisdiction 12
With the objective to support and promote an ongoing access to capital by businesses in the government-promoted industries, the SEC Board Meeting No.9/2566 passed a resolution, approving SET rules
underwritten by them. The permission will cover either trading to hedge derivatives positions that underwriters already have or trading of shares in SET50 or SET100 subject to certain conditions. In addition
Letter_StockExchange_Nov14 November 14, 2019 The Managing Director The Stock Exchange of Thailand Subject : Management Discussion and Analysis for three month Ending 30 September 2019 Summary on
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities
Contract that is not subject to the Act, BE 2546 derivatives.