addressing potential damage from operational risks. For example, a lower ongoing capital requirement would be permissible specifically for intermediaries that only provide asset management services excluding
? backed by US subprime mortgages, the IOSCO has set up a task force to conduct a preliminary review of key issues raised by these incidents with an emphasis on (1) potential regulatory reform in the US and
burdens and operating costs of private sectors. Currently, there are 68 ongoing projects. Based on the initial assessment, once all 83 projects have been completed, they are expected to help reduce
securities trading still need technology in decreasing the cost in multiple aspects, to increase the potential and help Thai capital market to have the competitiveness potential, and attract both domestic
renewable energy. In addition, each project must have at least 1 billion baht investment value or no less than 500 million baht for a small-scale private power project. The fund may invest in an ongoing
. Investors should object to any trading activities that do not comply with their investment objectives and monitor regularly the ongoing record of their trading transactions sent to them by the responsible
policy matters with potential impacts on the capital market; 4. Securities Business Liberalization: The liberalization process should be expedited and take effect before the announced five years? lead
Thavisin, Prime Minister and Minister of Finance, stated: “Our government places great importance on the roles of capital market. Development directions have been outlined to fully leverage the potential
of SEC approved-auditors. The project aims to support small and medium enterprises (SMEs) with a potential to raise fund through capital market and expected to help enhance Thailand?s readiness to
accounts without proper scrutiny of their financial potential through Know Your Customer (KYC) and Customer Due Diligence (CDD) processes. The allocation of TIGER shares, with supporting promotional