Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
burdens and operating costs of private sectors. Currently, there are 68 ongoing projects. Based on the initial assessment, once all 83 projects have been completed, they are expected to help reduce
strategy, management approach, transparency, and governance that increase the likelihood that an Enterprise is operating sustainably and contributing positively to the SDGs. They do not provide a guarantee
participate in ICOs, since they can play an important role in contributing to the development of the white paper and help increase the likelihood of project’s success. However, each retail investor should be
, to be consistent with the rules applied to local issuers, foreign issuers are still subject to ongoing after-sale disclosure requirements, with certain relaxation on the documents required. The hearing
entail ongoing surveillance, once a credit rating is published, the CRA should monitor the credit rating on an ongoing basis by: a. reviewing the creditworthiness of the rated entity or obligation
credit ratings. Except for a credit rating that clearly indicates it does not entail ongoing surveillance, once a credit rating is published, the CRA should monitor the credit rating on an ongoing basis by
สินทรัพย์ดิจิทัล ๓. การกำกับดูแลผู ้ดูแลสภาพคล่องตลอดระยะเวลาที่ปฏิบัติหน้าที่ โดยมีการติดตาม การปฏิบัติหน้าที่ (ongoing performance) ของผู้ดูแลสภาพคล่อง ๔. การกำหนดมาตรการลงโทษผู ้ด ูแลสภาพคล่องและเหตุเพิก
representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers. This revision of the Terms and Conditions is a result of the ongoing collaborative efforts between the SEC
Bangkok, November 17, 2009 ? The SEC will hold a seminar on ?Preparing for Compliance with International Accounting Standards? for securities companies and derivatives brokers, as part of the ongoing