of unitholders. Management company shall sell assets or terminate the contract, which is a long term capital under paragraph one, prior one year from the date of investment or holding of the assets or

maintain the best benefit of unitholders. Management company shall sell assets or terminate the contract, which is a long term capital under paragraph one, prior one year from the date of investment or

not making reasonable sell of the assets of open-end fund or in case of necessity to maintain the best benefit of unitholders. Management company shall sell assets or terminate the contract, which is a

Bangkok, July 31, 2006 ? The SEC has suspended Kusol Sithiwong from functioning as an approved investor contact (marketing officer) for a period of two years on account of buying and selling

instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to

investment exceeds one hundred million Baht; (14) a juristic person whose shares holders are the persons under (1) to (13) collectively hold the shares in an amount exceeding seventy-five per cent of the

) the Government Pension Fund; (11) provident funds; (12) mutual funds; (13) juristic persons whose audited financial statement of the recent year demonstrate a capital investment exceeds one hundred

owners pursuant to section 82 of the Securities and Exchange Act B.E. 2535 (1992) within one year from the date on which the fact that the registration statement contained false information becomes known

foreign ETFs. The CMSB has also repealed the seven-day rule for initial public offering of ETFs and waived, for a period of one year, the one-third investment limit rule which prohibits participating

securities, disclose the kind and priority of any lien securing the issue, as well as the principal properties or assets subject to the lien include a. the aggregate value of the tangible assets which have