asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
in all categories. Initiated in September 2019, the single form will allow investors to fill in information only once when they open an account to invest in any product in the capital market, for
account. By providing the required information only once via the standard single form, investors will have more convenience in opening investment accounts of all types of capital market product, for
once a week, featuring four important topics related to funding in the digital age presented by experts in the field, as follows: 1. Power of the Crowd: Overcoming COVID-19 Crisis with
Meeting 2/2019 held in Japan in October 2019. This opportunity reflects once again the confidence of the international regulators in SEC Thailand as the IOSCO APRC host, thanks to our active
capital rules serve as initial capital requirement for those intending to operate a securities business. Once the business operation begins, the licensees must also maintain on-going capital suitable for
amend project details, including inform every unitholder of the changes at least 60 days in advance. Within such period, asset management company must repurchase the fund?s units at least once, while
of Auditor’s Report Form (Form 61–4); (2) Reducing the frequency of the preparation and submission of reports and financial statements of venture capital management companies to once a year
appropriateness of the scenario, parameter and assumption used in the stress test on a quarterly basis or upon significant change to the market condition and conduct a full validation of such model at least once a