Bangkok, July 31, 2006 ? The SEC has suspended Kusol Sithiwong from functioning as an approved investor contact (marketing officer) for a period of two years on account of buying and selling
Bangkok, November 8, 2007 ? The SEC today revoked the approval for an investor contact by the name of Thitiratt Thongchlermwong functioning as a marketing officer in the securities and derivatives
Bangkok, July 31, 2006 ? The SEC has suspended Amornrat Luengwilai from functioning as an approved investor contact (marketing officer) for a period of six months on account of buying and selling
Bangkok, August 28, 2007 ? The SEC has revoked the approval for an investor contact functioning as a marketing officer by the name of Sutthasinee Sitti on account of misappropriating client assets
Bangkok, February 2, 2007 ? The SEC has suspended Phornphimon Lertithibaht from the approved list of investor contacts functioning as marketing officers for a period of six months starting from
; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as... https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act
Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017
executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the
Bangkok, February 2, 2006 ? The SEC has cancelled an approval for Sanguan Thiravetyan as an investor contact functioning as marketing officer after finding that he had violated the rules of conduct