Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure
There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies. The current rules require both the issuers as well as all affiliates that engage in the main bus...
แบบรับทราบความเสี่ยง (Structure Note)
shareholding structure by a commercial bank or securities company having obtained the securities business license in the category prescribed by the said notification in the proportion exceeding fifty percent of
for shareholders? meetings, (2) sue for damages from disclosure of falsified information, (3) claim to disgorge ill-gotten benefits obtained by company directors or management in bad faith and (4
-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test and IT audit, and disclosure of key information to customers
Derivatives Brokerage dated 25 November 2004 which is repealed by this Notification shall maintain the shareholding structure by a commercial bank or securities company having obtained the securities business
of Derivatives Brokerage dated 25 November 2004 which is repealed by this Notification shall maintain the shareholding structure by a commercial bank or securities company having obtained the