Activity_Report_62En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 Contents Executive Summary 02 42 45 19 30 04 08 14 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in d...
asset custody. The proposal also aimed to determine requirements for digital asset business operators who function as a digital wallet provider to prevent misuse of digital assets as a tool for committing
bondholder register to determine the list of the meeting attendees and the timeframe for sending the invitation to the bondholders’ meeting; Agenda 2: Consideration for approving a waiver of
giving advice or information on foreign currency denominated capital market products through Thai business operators, are not subject to the requirements to obtain licenses for investment advisory service
regulations in this matter to ensure safe and standardized digital asset custody. The proposal also aimed to determine requirements for digital asset business operators who function as a digital wallet provider
Re: Particulars of Notice Calling Shareholders’ Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale
funds, and to provide more information related to the benefits that both employers and employees would obtain from effective investment management, resulting in a sufficient retirement funds for the
: (1) to issue the TSRs with a maturity period of no longer than two months and to determine a period for notifying the intention to exercise the TSRs to be no later than fifteen days before the exercise
’ meeting to obtain approval for the issuance and offer of shares for sale in which the request for approval of the shareholders to determine an offering price that is lower than the market price shall
different from those mandatory targets prescribed by the FAP (12 hours/year, and at least 6 hours relate to accounting subject)? If yes, explain how and why. 8 How does the firm obtain, compile and monitor