Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...
SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...
for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure. In this regard, the deductible amount would
seek cooperation from website owners to obstruct false information disseminated with intention to manipulate share prices. The SEC aims that this collaboration would enhance efficiency of information
that the regulations implemented do not impede or obstruct fund mobilization or risk management of private sectors. The project to become in effect in the first quarter of 2010 is the streamlining of
to obstruct or prevent the shareholders meeting from taking place, such directors may be deemed to fail to perform their duties as prescribed in Section 89/7 of the Securities and Exchange Act B.E