regulatory and supervisory framework of the Thai capital market are enhanced to be among those of the leading countries. Under the PFMI assessment, the SEC has received fully observed in all supervisory areas
future growth and a past earnings string does not exist in long horizon, i.e. four years ahead onward. It plays down a growth-based explanation for MBEB incidence but raise a vital role of fundamentals in
should be around 230 ? 270 million baht and recommended SUPER shareholders not to approve the acquisition. Furthermore, IFA observed that payment condition for acquisition of ProOne shares was not fair
number of directors in order to move ahead with solving its problems which include indebtedness and inability to submit the company’s financial statements and appoint the auditor. IFEC’s future business
guarantee of returns, and that unit redemption ahead of the target date set in the investment scheme is not allowed must be clearly communicated to investors.In addition, advertisement based on past
and Looking Ahead ซึ่งเป็นเวทีสำหรับหน่วยงานกำกับดูแลและผู้ประกอบธุรกิจในการร่วมกันแลกเปลี่ยนแนวคิดและแนวปฏิบัติในช่วงที่เศรษฐกิจเริ่มฟื้นตัวจากวิกฤติ COVID-19 และการกำกับดูแลที่สำคัญในอนาคต ผ่านระบบการ
during this second-cycle audit inspections, the SEC observed significant improvements, compared to the results from the first cycle, on most aspects of the feedbacks and recommendations given by the SEC
warning of possible breach of investment terms in the redemption form.Given that the redemption was ahead of the five-calendar-year holding requirement to be eligible for the LTF tax benefits, {A}'s failure
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
monitoring process and remediation plan. Looking ahead, the SEC will keep up the momentum of strengthening and developing stakeholders. In 2019, we will organize educating sessions on the impending financial