for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

on the trading in the Stock Exchange of Thailand as Thailand has not been on CalPERS? permissible equity markets investment list. Foreign investors have different investment decision criteria and

Audit Firm’s record - Normal

applicant personal information - foreign auditor (normal)

Checklist คุณสมบัติตามเกณฑ์ SPO normal track บริษัทไทย

condition that such advice is given for overseas investments through local securities firms in the case of retail investors. However, direct advice is permissible for the case of institutional investors. The

required to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of

to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of

securities were inconsistent with the normal market conditions. In addition, she continuously traded SALEE securities causing the trade of such securities to be inconsistent with normal market conditions to