Bangkok, August 25, 2009 ? The SEC imposed a three-year probation on Maris Tarab, in his capacity as the managing director of ING Funds (Thailand) Co., Ltd. and fund manager of T.U. Dome Residential Complex Fund (TU-PF), for failing to perform his duties prudently and professionally for the best interest of TU-PF unitholders. The probation, which covers his status as approved property fund manager/securities company executive/mutual fund manager/private fund manager/investor contact, took effect...

punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to

Impairment of Assets. This action is deemed as noncompliance with the accounting standards and violating Section 56 of the Securities and Exchange Act B.E. 2535. Since the values of those assets are

Impairment of Assets. This action is deemed as noncompliance with the accounting standards and violating Section 56 of the Securities and Exchange Act B.E. 2535. Since the values of those assets are

sharply to 3,028 million baht as compared to 2,188 million baht at the year-ended 2003. The said actions are deemed as noncompliance with the Framework for the Preparation and Presentation of Financial

sharply to 3,028 million baht as compared to 2,188 million baht at the year-ended 2003. The said actions are deemed as noncompliance with the Framework for the Preparation and Presentation of Financial

effective redress for violation of their rights. Equity investors have certain property rights. For example, an equity share in a publicly traded company can be bought, sold, or transferred. An equity share

Microsoft Word - AChandbook คูมือคณะกรรมการตรวจสอบ สารบัญ บทนํา 1 รายนามคณะทีป่รึกษาเพื่อการพิจารณาคูมือคณะกรรมการตรวจสอบ 3 (Reading Committee for Audit Committee Handbook) วัตถุประสงคในการจัดตัง้คณะกรรมการตรวจสอบ 4 ขอมูลท่ัวไปเก่ียวกับคณะกรรมการตรวจสอบ องคประกอบ 5 คุณสมบัติ 5 การแตงตั้ง 8 วาระการดํารงตําแหนง 9 การพนจากตําแหนง 10 เลขานุการคณะกรรมการตรวจสอบ 10 การประชุมของคณะกรรมการตรวจสอบ 10 รายงานของคณะกรรมการตรวจสอบ 15 การประเมินผลคณะกรรมการตรวจสอบ 15 หนาท่ีและความรับผิดชอบของคณะกรรม...

recorded such behavior for future reference if breach of duty is found.  The said acts are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings