SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
stock of necessary supplies to prevent the spread of the virus. The Company focused on adjusting its sales and marketing plans to suit the situations, and moved forwarded to online channels as an
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
its subsidiaries recorded selling expenses of Baht 204 million, quite unchanged YoY. Selling expenses to sales was 15.0%, an increase from 13.4% in Q1/2017 due to lower sales. Q1/2018 Administrative
ratio of Domestic: Export was 62:38, unchanged from the same period last year. 1,760 1,500 1,000 1,100 1,200 1,300 1,400 1,500 1,600 1,700 1,800 Q3/16 Q3/17 - 2 1 % Y o Y - 1 7 % Y o Y - 2 1 % Y o Y - 1 7
SEC Search Our use of cookies We use necessary cookies to make our site work. We'd also like to set optional analytics cookies to help us improve it. We won't set optional cookies unless you enable