SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 17/07/2018 - 24/07/2018
Facebook Page ชื่อ Stable securities : Unlicensed securities and derivatives business (Disclosure Date : 18/12/2023)
Facebook Page ชื่อ Stable Fund : Unlicensed securities and derivatives business (Disclosure Date : 26/07/2024)
Facebook Page ชื่อ Stable stock trading : Unlicensed securities and derivatives business (Disclosure Date : 09/01/2024)
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 26/08/2009 - 01/09/2009
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 05/09/2016 - 12/09/2016
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 26/06/2014 - 07/07/2014
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 23/07/2013 - 29/07/2013