SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

, share subscription, the offering of newly issued shares date and the share capital increase payment method including conduct other necessary action for and in connection with the issuance, allocation and

ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no longer necessary. Under the current regulations, only 33 reports can be submitted via electronic means. After the

regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard

longer necessary. Under the current regulations, only 33 reports can be submitted via electronic means. After the new regulations come into force, further 345 reports* will be submitted in the same method

family member and close family member should be clearly specified. The firm should also circulate the policies and procedures for the personnel at all levels to acknowledge and accept; - Establish a method

.   ______________________ Note:   *Regulatory Guillotine refer to a rapid, transparent, and low-cost method coupling with stakeholder participation to review existing laws and

develop and expand business. So, it is necessary to increase fund for growth business in the future. 6.3 Ramkhamhaeng expects to receive benefit come back in dividend form at preferable rate. 7. Sources of

Vibharam is the associated company of Ramkhamhaeng and need to develop and expand business. So, it is necessary to increase fund for growth business in the future. 6.2 Ramkhamhaeng expects to receive benefit

for such place as prescribed in topic of Physical Security. [M] · In necessary case for keeping information in a long period, it should concern the method for bring the information to operate in the