SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
important information and business secrets of the company without approval. He later resigned from the company. SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended
Fund as an initiative for enhancing financial wellness, market competitiveness and national sustainability investors, particularly asset management companies (AMCs), are necessary and important
competitiveness and national sustainability investors, particularly asset management companies (AMCs), are necessary and important stakeholders in the sustainable development process. They serve as intermediaries
, market competitiveness and national sustainability investors, particularly asset management companies (AMCs), are necessary and important stakeholders in the sustainable development process. They serve as
for enhancing financial wellness, market competitiveness and national sustainability investors, particularly asset management companies (AMCs), are necessary and important stakeholders in the
investors, particularly asset management companies (AMCs), are necessary and important stakeholders in the sustainable development process. They serve as intermediaries helping to unlock the value and as a
asset management companies (AMCs), are necessary and important stakeholders in the sustainable development process. They serve as intermediaries helping to unlock the value and as a bridge connecting the
sales are not generated immediately, but it will be just a temporary incident. The Company believes that those investments are important and necessary, as they will help drive the Company to grow sharply