SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
exchanged views on feasible ways to promote cross-border investment between the capital markets of both countries.In addition, the meeting agreed to look into the possibility of enhancing cross-border
Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of
capital market in addressing social and environmental challenges. During the meeting, both parties exchanged views on developing the financial market with a focus on sustainability and explored potential
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
participants exchanged key perspectives such as the growth of finfluencers in Thailand, the data optimization for the benefit of service users (Your Data), the Ignite Finance (Financial Hub) Initiative
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
expenses was Baht 25.96 million which increase Baht 4.74 Million or 22.35% when compared to the same period of 2016. Due to loss from exchanged rate in amount Baht 3.4 million. 5. The financial costs was
could be exchanged or a liability settled between knowledgeable, willing parties in an arm's length transaction. 4. New policy on allowance for obsolete inventories Inventory from 1 year and above and