SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Suvarnabhumi Airport. The SEC has also forwarded the matter to the Office of the Auditor General for further examination as well as to the Ministry of Finance and the Ministry of Transport for consideration
accounting students, Faculty of Business Administration and Information Technology, the Rajamangala University of Technology Suvarnabhumi (RUS), with approximately 100 participants. This lecture was part of
transportation with Suvarnabhumi Airport and Don Mueang Airport, and being an important aviation hub in the region. Scope of work of Private Scope of work of U-Tapao International Aviation Company Limited as a
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
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