SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide services to investors continuously and clients’ digital assets are securely safeguarded. The SEC...
market to become even more attractive to global investors is, of course, among the SEC?s priority. One way to support the said development is to ensure that our capital market can also serve as a fund
audit firms in the capital market to disclose firm inspection reports on SEC website SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit
and women's empowerment in the workplace, marketplace and community.Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission, Thailand (SEC), stated “our strategic priority
would encourage others to adopt women’s empowerment principles. “The continued fight for gender equality is a priority for the EU, and included as such in our EU strategy for cooperation in the Indo
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
necessary case such as system administrator computer operator etc.. Physical Security. Objective . Physical Security have an objective for preventing unauthorised person access risk, integrity risk or make
responsibilities of the personnel in the computer division. o Providing a reserve personnel for the importance work for performing instead in of necessary case such as system administrator computer operator etc