SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
issued securities. The proposal aims to accommodate a new holding company established as a result of shareholding and business restructure. The newly established holding company is therefore unable to
issued securities. The proposal aims to accommodate a new holding company established as a result of shareholding and business restructure. The newly established holding company is therefore unable to
of THB 350 million.Significance of SCAN proposal to the shareholders, the SEC was of the view that SCAN board of director and AC must disclose all aspects of information necessary for decision making
regards to the necessary information that must be provided by the social enterprises to the public for them to be able to decide to participate with the social enterprises or buy any shares thereof. For
1 Ref FN. 026/2019 Management Discussion and Analysis For operation of the first quarter of year 2019 FN Factory Outlet Public Company Limited was founded in 2000 and has been operated the outlet
reviewed by Ms. Tipsuda Chumnanvanichkul, an auditor of KPMG Phoomchai Audit Ltd. Consequently, CIRKIT must submit the revised financial statements to the SEC by February 1, 2005. The SEC founded that
reviewed by Ms. Tipsuda Chumnanvanichkul, an auditor of KPMG Phoomchai Audit Ltd. Consequently, CIRKIT must submit the revised financial statements to the SEC by February 1, 2005. The SEC founded that
the application to head office or a full-service branch office for approval; (3) accept or deliver money or securities by electronic equipment; (4) undertake any other necessary duties as prescribed by
the application to head office or a full-service branch office for approval; (3) accept or deliver money or securities by electronic equipment; (4) undertake any other necessary duties as prescribed by