offering of securities, the issuer will need to comply with applicable regulatory requirements under the SEC Thailand’s purview. The SEC realizes that ICO may not fit neatly with current regulatory framework
proposed by the SET. These amendments aim to enhance oversight of orderly securities trading by removing Non-SET100 Index securities from short selling eligibility. These SET’s regulations will take effect
sum of investment money or in fractional units. The system also has a mechanism controlling the fluctuation of the selling price of DRx to ensure that the market will remain orderly in terms of trading
model, the number of clients and the transaction volume; 4) Rectifying the operation under the work system which promotes and maintains orderly market surveillance on the trading system
operators. The proposed amendments are intended to facilitate monitoring and supervising the risk management of businesses, including systemic risk, ensure a fair and orderly market, to protect investors
of the SET?s action regarding rules on backdoor listing to protect shareholders and ensure the orderly market.
(granular data) เพื่อประโยชน์ในการติดตามกำกับดูแลความเสี่ยงของผู้ประกอบธุรกิจ รวมทั้งความเสี่ยงเชิงระบบ (systemic risk) และความเป็นระเบียบเรียบร้อยในตลาดทุน (fair and orderly market) เพื่อคุ้มครองผู้ลงทุน
investors before launching them to the public and to monitor their effectiveness in the next six months after their implementation. This is to ensure that the measures are suitable and conducive to orderly
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives