SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
decline in sales revenue was largely due to the impact of Covid-19 pandemic resulting in an economic slowdown and closure of INGRS operations in Indonesia, India, Thailand and Malaysia. The local Movement
ศรษฐกิจชะลอตวัและการปิดการด าเนินงานชั่วคราวของ INGRS ทัง้ในประเทศอินโดนีเซยี อินเดีย ไทยและมาเลเซีย การบงัคบัใชม้าตรการท่ีเรยีกวา่ “Movement Control Order (“MCO”)” หรอืการจ ากดัพืน้ท่ีก าหนด โดยรฐับาลแต
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
business sector’s awareness and readiness to handle cyber threats, with guest speakers, i.e., Pol. Col. Naughtakid Phromchan, Director of the Operations Office, Thailand Computer Emergency Response Team
upliftment of the Movement Control Order (MCO) or lockdown, although not in yet in full capacity as at 31 July 2020. For the period from May 2020 to July 2020, operation activities can be summarized as follows
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
website: www.globalinvestments.net and www.Qropdirect.com to lure investing public that it had a team of experienced and expert investment consultants to handle suitable portfolios for investors through