, providing necessary information for bondholders, including information on JKN bonds. For more information and inquiries, please contact the SEC Public Service Center at Hotline 1207, press 9, during regular
, investors are urged to exercise prudence and closely monitor relevant information through SET media and the company?s website on a regular basis.
to exercise prudence and closely monitor relevant information through SET media and the company?s website on a regular basis.
regard, the SEC will regularly monitor compliance to such procedures. (2) Regarding giving advice or opinion via media, all brokers are required to hold regular meetings of their analysts so as to
causing the coin can only trade on Bitkub’s exchange and experiencing a very unusual price adjustment. Since Bitkub’s compliance system failed to supervise the product department to monitor the properties
misuse of inside information to take advantage of the funds and investors. We closely monitor the operation of asset management companies in this respect and so far have not yet found any misconduct.?AIMC
Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding
for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess