securities business is lost or destroyed, the association related to securities business may submit an application for a substitute of the license. Clause 6 A license for establishment shall take effect on its
baht in a nominee account. In addition, he deceitfully withdrew money from the deposit accounts of six clients and confessed to the bank that he had destroyed documents evidencing these transactions
held, name of sukuk holder and the objective of the request. Clause 19 In case the sukuk certificate got lost or destroyed and the sukuk holder wishes to have a new one, the sukuk holder shall submit a
explanation of the risks of the mutual fund if the gold bullion is damaged, lost, stolen or destroyed shall be included in the particular on risk factors in the fund facts of the prospectus. Division 6
damages are also being experienced. For instance, agricultural products are destroyed by flood or drought, production and transportation sectors are disrupted by flooding, the tourism sector suffers from
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
negligence, or etc.; (8) other relating facts, such as the person has given the fact or evidence useful for a trial or proceedings, or has concealed or destroyed evidence of the case or has given false
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...