SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
prepare the most recent annual and quarterly financial statements as required under the existing regulations. To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the
prepare the most recent annual and quarterly financial statements as required under the existing regulations.? To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the
burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for
capital market linkages aims to lessen obstacle and increase efficiency for law enforcement where regulations applicable to foreign company approved by the SEC to offer for sale of newly issued securities
, derivatives fund manager, investor contact and derivatives investor contact shall receive an approval from the SEC Office and whereas the flood catastrophe may cause obstacle and inconvenience to such persons
accounting professions and eventually will enhance investors? confidence. I believe that there will be neither obstacle nor negative effect on the private sector in adopting IFRS since most of the Thai
any existing rules or regulations being obstacle to business operations and new financial innovations, revisions will be proposed for further development.? ?Finally, the SEC also aims to