SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Chai Sophonpanich for disclosing inside information for other persons to purchase shares of Bangkok
SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...
Offering and the Annual Registration Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021, the fee deduction measures will expire at the end of 2023. The SEC therefore
Rules and Procedures for Disclosing Reports and Information to the Public
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
) monitoring the investee companies closely and actively; (4) escalating stewardship activiities, when appropriate; (5) disclosing voing policy and the results of voting activities; (6) volunteering collective
Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021. The fee deduction measures will expire at the end of 2023. To render continuing support to the measures, the SEC is
responsibility for disclosing information as the securities issuing company, and after the approval has been granted, the person under (2) shall have the duty and responsibility for disclosing information and