SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
SEC Secretary-General Ruenvadee Suwanmongkol said that the SEC emphasizes the role of the capital market in providing reliable and sufficient information to support investors' decision making. Research reports produced by professional investment analysts are a source of important information that investors can use to make well-informed investment decisions for long-term financial goals.However, most research reports currently available in the capital market mainly cover large-cap stocks. To incr...
Bangkok, September 6, 2016 ? The SEC and the Asian Development Bank (ADB) have recently co-hosted an international seminar titled, ?FinTech in Capital Market: New Ecosystem for Market Based Financing Development & Financial Inclusion,? featuring the latest developments in crowdfunding, blockchain, big data, cybersecurity, and case studies from around the world.The seminar promoted an open discussion, exchange of views, and knowledge sharing on digital economy and financial innovations among capi...
SEC Secretary-General Ruenvadee Suwanmongkol, SEC Assistant Secretary-General Jomkwan Kongsakul and team met Mr. Claude Marx - Director General of Luxembourg’s financial market watchdog CSSF, Ms. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on fintech supervision and oversight. This framework was similar to those CSSF agreed with capi...
Bangkok, December 22, 2014 ? The SEC and Bank of Thailand together with 24 nations agree to further strengthening collaboration in financial education to promote financial inclusion and literacy during the OECD-Thailand Seminar on Financial Inclusion and Financial Literacy in Asia, the event co-hosted by the SEC and the Bank of Thailand at the Mandarin Oriental Hotel, Bangkok from December 16-17, 2014.SEC Secretary-General Vorapol Socatiyanurak said, ?It is a great opportunity that Thailand has...
Bangkok, May 6, 2014 ? The SEC supports Thaipat Institute to develop ?the first CSR and Anti-corruption progress indicators for Thai listed companies?, with a six level assessment of 0-5. In the
in this project to help the preparations and develop personal data protection standards. Our deliverables will include development of guidelines, trainings, seminars and preparing online training
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market