SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
G J Steel Public Company Limited G J Steel Public Company Limited (?GJS?), a securities issuer, failed to prepare and deliver a copy of an opinion concerning the tender offer as per the Form 250-2
professional required to perform and was the failure to deliver services in quality. DAB Act S.30 Settlement Committee Meeting No. 9/2022 Settlement Committee Order No. 16/2022 Dated 31/08/2022
and withdrawing customer's assets in Trade wallet and Z-wallet, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver
, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 Settlement Committee Meeting No. 13/2022
clearing house in accordance with the criteria prescribed by the clearing house ; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the