SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by

Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities.  To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows:  (1)  being bills of ex...

Determination of an Additional Type of Securities

Determination of Fees for Undertaking Business of Licensed Derivatives Exchange

Determination of Undertaking not Deemed as a Derivatives Dealer

Determination of Characteristics of Bills Deemed as Securities (No. 2)

Determination of Additional Types of Securities (No. 8)

Determination of Securities Issuer Deemed as a Company

Determination of Untrustworthy Characteristics of Company Directors and Executives

Determination of Fees for Undertaking Businesses According to Licenses