> : 24/01/2558 วันที่ตอบ : 14/02/2558 คำถาม : บริษัทหลักทรัพย์จะสามารถออก DW โดยมี underlying เป็น ETF ที่มีนโยบายสร้างผลตอบแทน
Bangkok, July 27, 2016 ? The SEC is seeking public comments on the proposed revision to the rules on the issuance and offering for sale of derivative warrants with regard to disclosure and additional underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks and foreign stock index to be DW additional underlyings to increase investors? choices. ...
company (“AMC”) to easier receive unitholders’ resolution in revision or modification of mutual fund project or management procedure Amendments Details 2.1 Imposing fiduciary duty of AMC in mutual fund
Offering for Sale of Certificates Representing Interest from Underlying Securities
Determining Additionally Referred Underlying of a Derivatives in Type of Goods and Variables
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares
Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares (No. 3)