SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
) Ltd. (99.99% indirect subsidiary of the Company) holds 100% Establishment objectives: Preparations for international investments Head office location: Tortola Pier Park, Building 1, 2nd Floor, Wickhams
statements for their investment decisions while shortening the filing procedure for issuers who have made proper preparations. The consultation paper is available on www.sec.or.th. Comments and suggestions on
consistent preparations throughout the years. The 2006 efforts contributed to major progresses in the following areas: 1. Corporate governance Highlights of the year?s corporate governance improvement
private sectors to make necessary preparations. The essences of the SEA Amendments are: 1. Enhanced investor protection: For example, minority shareholders are entitled to (1) propose agenda items
up with an action plan to achieve such goal shortly. We are also working on necessary preparations for ASEAN Capital Market Implementation Plan such as setting up working groups, and the SEC will
addition, SEC and the capital market business operators have already made necessary preparations and discussed guidelines on business continuity management. Also, respective business continuity plans have
governance;(6) Disclose scope https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8654 SEC urges business operators to make necessary preparations to handle COVID-19 situation SEC requests that business
in this project to help the preparations and develop personal data protection standards. Our deliverables will include development of guidelines, trainings, seminars and preparing online training
making necessary preparations for compliance with the Personal Data Protection Act to ensure that the gathering, storing and using of personal data will be efficient and comply with standards; (7