exercise her duty with care. In addition, she tried to rectify the mistake immediately but the revised information appeared in the news was not clear enough. In this regard, the committee advised the SEC to
the next two years from June 16, 2011. The order has been issued after the SEC?s finding indicated his serious audit mistake and failure to comply with the auditing standards in performing the audit of
, claiming that such money had been transferred to the client?s banking account by mistake by the securities company in charge. However, the client later found out the truth and received her money back from
safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
attend the extraordinary general meeting on 26 August 2018 and exercise their rights as shareholders to safeguard their own interests in accordance with the law. -------------------------
subject to the complaint is entitled to defend the allegation accordingly. _____________________Information contained in this news release is as of the aforementioned release date. For those who wish to
auditing standards. During probation, the sanctioned auditors are advised to perform audit functions more prudently since another material mistake may affect their status as the SEC-approved auditors. # # #
executives;2. Administrative sanctions: Somchai?s non-compliance with the auditing standards was a serious audit mistake, causing him to be disqualified from the status of an approved auditor for issuing
to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification
accounts accounts to transfer fund or digital assets in order to safeguard themselves from frauds. Investors are strongly advised to contact Bitcoin Co. Ltd. (BX) via its website at https://bx.in.th/ only