Thai Market Misconduct × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์ > การป้องกันการกระทำอันไม่เป็นธรรม
tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to
true owners of such right suffered damage; however, Krungthai Zmico has already returned the right to the IPO allocation to the clients. Niparporn’s misconduct against investors’ assets is deemed failure
manipulating the share price of Focus Development and Construction Plc. (FOCUS). An SEC investigation on the trading of FOCUS shares during October 5-29, 2004, right after the securities got listed on the
5,506,530.65 baht on three former manager and marketing officers of Far East Securities Co., Ltd., namely (1) Shine Bunnag, (2) Nattada Kaewma and (3) Sarunya Simaporn for manipulating share price of D.T.C
manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT) and failing to report the acquisition and disposition of such shares to the SEC for the amounts of 500,000 baht and
. They divided responsibilities for placing trading orders of FVC stocks, while coordinating and supporting one another consistently. This resulted in irregularity of the FVC share prices and trading
Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29
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