Facebook Page ชื่อ Stocks Are Not Difficult : Unlicensed securities and derivatives business (Disclosure Date : 22/01/2024)
Facebook Page ชื่อ Stocks Are Not Difficult - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 22/01/2567)
exempting fees for application and filing submitted during February 1, 2021 and December 31, 2023. We hope this exemption will further reduce a burden to private sector in this difficult time.”
capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the
unitholders attending the meetings or sending the vote letter if it is a resolution on general matters such as changing the fund type from a closed-end fund to an open-end fund or merging funds to reduce
. Anchanbutr mentioned, the SEC will strictly take legal action against the wrongdoers on an impartiality basis. In case of rumor, although it is difficult to find the source, what the authorities can do is to
company and shareholders? benefits taken into account, there are some companies that still do not. Besides, evidences for taking legal action against some fraud cases are rather difficult to find. Thus, it
limit. Share issuers must disclose such information sufficiently and publicly. As to more complicated corporate governance aspects and information that is less accessible and difficult for investors to