. • Management conduct RTO not as a means to list but merger strategy to obtain short-cut to synergy, diversification opportunities, and international listings. Thoughts for policy • Given regulatory screens
treatment. Requirements for a resolution to be passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain
appoints a new guarantor by obtain special resolution of the unitholders ; (1.2) The mutual fund management company reserved the rights in the scheme to dissolve the guaranteed fund or to withdraw the
Re: Particulars of Notice Calling Shareholders’ Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale
collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co m p any shall obtain special resolution of the unitholders. (5) Where a mutual fund management company wishes
draft prospectus together with the application to obtain approval, it shall be deemed that the submitted registration statement is the evidentiary documentation supplemented to the application which has
purchase or redemption orders; (2) Notify the unitholders and the SEC within three business days; (3) Dispose of the remaining securities or assets within five business days to obtain as much money as