securities company approves to lend money for purchasing securities or lend securities for making a short sale to any person, it shall proceed as follows: (1) determine a maximum limit at which a client may be
rights, construct, purchase, provide, sell, dispose, rent lease, hire purchase, grant of hire purchase, borrow, lend accept pledge, accept mortgage, exchange, transfer, accept transfer, or take any action
company according to the Notifications on Acquisition or Disposal of Assets Transaction. The maximum transaction value is 2.45 percent of total assets of the Company and its subsidiaries, the Company does
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
money market funds was 240 billion baht, or 3% of savings deposit. In the future the Deposit Protection Agency would reduce the maximum insured amount of bank deposit to only 1 million baht. Hence, money
must comply with derivatives investment rules and be managed with due care for the benefit of investors. Maximum limit of derivatives investment must be set and clearly stated in the prospectus together
of September 30, 2017, the maximum possible size of transaction relative to net tangible asset is equal to 1.8% (Maximum acquisition value Criteria). Considering the value of new asset acquisition in
competitiveness in the international market; the collection criteria would be simplified in appropriate proportion to the business size and volume of each type of intermediaries. In any case, minimum and maximum
ล่วงหน้าในเรื่องอื่นๆ และต้องบริหารจัดการกองทุนโดยยึดหลักความรับผิดชอบและความระมัดระวังเพื่อประโยชน์ของผู้ลงทุนโดยกำหนดอัตราส่วนการลงทุนในสัญญาซื้อขายล่วงหน้าสูงสุด (maximum limit) ที่กองทุนจะสามารถลงทุน