Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
เรื่องสำคัญในการตรวจสอบ (Key Audit Matter: KAM) สำหรับนำไปใช้ปรับปรุงและพัฒนาให้รายงานการสอบบัญชีและงบการเงินของบริษัทจดทะเบียนไทยดียิ่งขึ้นสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วม
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...
Facebook page ชื่อ Matter of investment - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 08/08/2566)
case of closing the register in accordance with Section 60 of the Public Limited Companies Act, the company should consult with the Ministry of Commerce regarding the proper procedure for the matter
consideration in such a way that may affect his ability to express independent opinion shall declare such interest and shall not participate in the consideration of such matter. Part 3 Procedure for Consideration
Procurement of products or services (a) Describe an overall procedure for procuring products for sale such as the number of factories, total production capacity, key production policy (if any), acquisition of