. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
for sale and related processionals Any wrongdoing under Section 56 Managing Director Any wrongdoing under Section 59 Directors and executives Any wrongdoing under Section 246 Person who files the report
numbers of the Managing Directors, Head of Compliance and email addresses; 2. Data processing system for data collected from report forms; 3. Seminars, workshops, meetings among agencies. ✓ ✓ 1. Managers of
services to investors continuously and clients’ digital assets are securely safeguarded. The SEC requires that digital asset business operators have efficient risk management and be equipped to tackle
Mr. Sanpapol Rattanarungroj Mr. Sanpapol Rattanarungroj , as managing director responsible for the operation of S.E.C. Auto Sales and Services PLC (SECC), failed to supervise SECC to submit the
Mr. Palits Phanpanit Mr. Palits Phanpanit, managing director, responsible for the operation of Yarnapund Public Company Limited (“YNP”), shall be liable for YNP’s failure to prepare and submit the