The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP), co-organized a workshop entitled “Advancing Towards Sustainable Development
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
นายไพบูลย์ ดำรงวารี ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวปาฐกถาหัวข้อ “Regulatory Perspectives in Advancing Transition Finance in Thailand” ในงานสัมมนา
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
on Advancing One-Stop Service Innovations" ซึ่งจัดโดยสำนักงานคณะกรรมการพัฒนาระบบราชการ (สำนักงาน ก.พ.ร.) เพื่อร่วมแลกเปลี่ยนประสบการณ์เกี่ยวกับการยกระดับการบริการภาครัฐ ผ่านศูนย์บริการแบบเบ็ดเสร็จ (One
Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), joined a discussion on the topic, “Strategic Insights on Advancing One-Stop Service Innovations” at
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
The Securities and Exchange Commission (SEC), in collaboration with the Thailand Greenhouse Gas Management Organization (Public Organization) (TGO), organized an online training session on “Advancing
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
As institutional investors managing large investment funds, AMCs have potential to create ripple effects and help drive Thailand towards achieving Sustainable Development Goals (SDGs) and Net Zero