Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) SEC
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) Slide 1
ปาฐกถาพิเศษ เรื่องความสำคัญของการเปิดเผยข้อมูล การดำเนินธุรกิจ SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใช้ภายใน (Internal) ปาฐกถาพิเศษ เรื่องความส าคัญของการเปิดเผยข้อมูล การด า
is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสง่ขอ้มลูอเิล็กทรอนกิส์ ของเจา้หนา้ทีป่ฏบิตักิาร SEC Classification : ใชภ้ายใน (Internal) 2©Copyright เลอืกบรษิทัที